LATEST BUY-SIDE JOBS

Aug 17, 2023  
$55,000 - $65,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary: The Client, an independent broker-dealer is looking for a detail-oriented, problem solver to join our Commissions and Billing department in Atlanta. In this role, you will be responsible for assisting with commission inputs as...
Assistant Controller
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$75,000 - $85,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Technology Specialist Summary: The Client is an independent Broker-Dealer, seeking an experienced and driven individual for our Technology Specialist position. This position is responsible for providing both advisor-facing and internal technology...
Technology Manager
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$55,000 - $65,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary:   I ndependent and Atlanta-based broker-dealer, is seeking a seasoned Compliance Principal with financial industry experience responsible for assisting in, but not limited to: the review and approval of new accounts, advertising and...
Chief Compliance Officer
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$100,000 - $115,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They provide a suite of BD, Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary:   Work with client executive management and assist in building compliance procedures and processes to navigate the RIA's in its heavily regulated industry. You will also spend time communicating with our Advisors.  Advisor communication is imperative as we strive to provide...
Compliance Officer
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$75,000 - $85,000 yearly
Firm Summary: Independent Broker-Dealer firm based in Buckhead, GA.  They provide a suite of BD Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:   Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.  They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary: Operations Specialist is responsible for providing operations assistance to Financial Advisors and will play a key role in the continued success of this fast-growing firm. The specialist will reports to the Operations Manager.  Prior experience working with their Clearing Firm, National...
Operations | Middle Office
Broker Dealer

Wall Street Careers Hybrid (Atlanta, GA, USA) Full time
Jul 27, 2023  
Firm Summary:  NYC headquartered investment bank focused on M&A advisory services, capital raising, and debt capital markets. Sector expertise:   Enterprise advisory services across the software, technology-enabled marketing, IT business services, and information markets.  Position Summary:    This busy Tech, IB has been hitting above their weight in deal size and has a 90% close rate on buy/sellside transactions. Associate will play a critical role in supporting the technology investment banking team in executing deals and providing financial advisory services to clients within the technology sector. Your responsibilities will encompass various aspects of the deal-making process, from financial analysis and due diligence to transaction execution and client management. This role requires a strong understanding of the technology industry, financial modeling, and excellent communication skills to assist senior bankers in delivering top-notch service to...
Investment Banker
Investment Bank

Wall Street Careers New York, NY, USA Full time
Jul 27, 2023  
Firm Summary:  NYC headquartered investment bank focused on M&A advisory services, capital raising, and debt capital markets. Sector expertise:   Enterprise advisory services across the software, technology-enabled marketing, IT business services, and information markets.  Position Summary:    This busy Tech, IB has been hitting above their weight in deal size and Director will play a critical role in leading and managing technology-focused financial transactions and advisory services. Your primary responsibility will be to work closely with clients in the technology industry, providing strategic financial advice, executing M&A deals, raising capital, and supporting various financial initiatives. Your expertise in the technology sector, strong analytical skills, and business acumen will be instrumental in driving successful outcomes for our clients and the firm. Key Responsibilities: Client Relationship Management:...
Investment Banker
Investment Bank

Wall Street Careers New York, NY, USA Full time
Jul 27, 2023  
Firm Summary: NYC headquartered investment bank focused on M&A advisory services, capital raising, and debt capital markets. Sector expertise:  Enterprise advisory services across the software, technology-enabled marketing, IT business services, and information markets.  Position Summary:  This busy Tech, IB has been hitting above their weight in deal size and VP will play a crucial role in advising and facilitating financial transactions within the technology sector. This leadership position demands a strong understanding of the technology industry, exceptional financial expertise, and an ability to build and maintain relationships with clients. You will work closely with senior management and be responsible for managing deal processes, executing transactions, and providing strategic guidance to clients seeking investment and financing solutions. Key Responsibilities: Deal Execution: Lead and oversee the execution of...
Investment Banker
Investment Bank

Wall Street Careers New York, NY, USA Full time