LATEST BUY-SIDE JOBS

Aug 17, 2023  
$55,000 - $65,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary: The Client, an independent broker-dealer is looking for a detail-oriented, problem solver to join our Commissions and Billing department in Atlanta. In this role, you will be responsible for assisting with commission inputs as...
Assistant Controller
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$75,000 - $85,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Technology Specialist Summary: The Client is an independent Broker-Dealer, seeking an experienced and driven individual for our Technology Specialist position. This position is responsible for providing both advisor-facing and internal technology...
Technology Manager
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$55,000 - $65,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They offer Advisors Broker Dealer, services that includes providing a suite of Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary:   I ndependent and Atlanta-based broker-dealer, is seeking a seasoned Compliance Principal with financial industry experience responsible for assisting in, but not limited to: the review and approval of new accounts, advertising and...
Chief Compliance Officer
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$100,000 - $115,000 yearly
Firm Summary:   Independent Broker-Dealer firm based in Buckhead, GA.  They provide a suite of BD, Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:     Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.   They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary:   Work with client executive management and assist in building compliance procedures and processes to navigate the RIA's in its heavily regulated industry. You will also spend time communicating with our Advisors.  Advisor communication is imperative as we strive to provide...
Compliance Officer
Broker Dealer

Wall Street Careers Atlanta, GA, USA Full time
Aug 17, 2023  
$75,000 - $85,000 yearly
Firm Summary: Independent Broker-Dealer firm based in Buckhead, GA.  They provide a suite of BD Technology services and Support to over 200+ Financial Advisors.  Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts. Firm Accolades:   Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country.  They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.   Position Summary: Operations Specialist is responsible for providing operations assistance to Financial Advisors and will play a key role in the continued success of this fast-growing firm. The specialist will reports to the Operations Manager.  Prior experience working with their Clearing Firm, National...
Operations | Middle Office
Broker Dealer

Wall Street Careers Hybrid (Atlanta, GA, USA) Full time
Jul 21, 2023  
As an Account Executive, you will assist people in need of cash by offering liquidity and optionality to those prospective sellers who have guaranteed or life contingent structured settlements, annuities and/or investment annuities. Your responsibilities will include managing and qualifying pipeline leads while ensuring progression of opportunities through the sales cycle, executing sales initiatives and meeting sales goals RESPONSIBILITIES AND DUTIES • Establish purposeful relationships with structured settlement recipients in order to buy future payment streams • Determine customers’ financial needs and sell structured settlement solutions • Exercise diligence in planning, following up, and closing deals by working with customers to facilitate the accumulation and prompt return of requisite documents • Evaluate cost and revenue to determine profitability • Consistently perform the required daily activities to build a robust pipeline of qualified...
Sales
Financial Services

DRB Capital Delray Beach, FL, USA Full time