Aug 17, 2023
$100,000 - $115,000 yearly
Firm Summary: Independent Broker-Dealer firm based in Buckhead, GA. They provide a suite of BD, Technology services and Support to over 200+ Financial Advisors. Financial advisors use their broker-dealer platforms to manage their book of client assets, accounts.
Firm Accolades: Financial Planning has ranks this firm among the nation’s top IBDs, and Investment News, named them as one of the fastest-growing IBD's in the country. They are fast growing and have doubled in size over the past year. Great culture of people working and growing together to support their Financial Advisors. Opportunity to move up in the ranks quickly as firm expands in size and operations.
Position Summary: Work with client executive management and assist in building compliance procedures and processes to navigate the RIA's in its heavily regulated industry. You will also spend time communicating with our Advisors. Advisor communication is imperative as we strive to provide...
Compliance Officer
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Broker Dealer
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Wall Street Careers
Atlanta, GA, USA
Full time