We provide regulatory infrastructure and managed compliance services. We do that by providing tech-enabled solutions, advice and compliance expertise.
Lawson Conner (www.lawsonconner.com), is an award winning investment manager platform offering industry leading services in the areas of: Compliance & Regulatory Infrastructure, Risk Management and Fund Incubation.
Our Compliance Services arm provides regulatory consulting, outsourced compliance services, outsourced accounting services specialised for financial services and regulated firms, fund due diligence, compliance education and training and a proprietary suite of compliance software applications (onboarding, compliance conduct monitoring, AML/KYC software and PRIIPs-KIDs generator). We provide our Compliance Services across the UK and Asia. With dedicated on the ground staff in London, Jersey and Singapore as well as representations in New York, Boston, Cayman and Hong Kong, Lawson Conner actively support industry leading and emerging investment managers, wealth managers, corporate finance advisors and fintech companies across the world.
We are the leading provider of regulatory hosting solutions and appointed representative services, with more than 350 regulated entities launched or operated in the last five years.
Founded in 2010, Lawson Conner helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which save time, reduce risk and increase efficiency.
In 2018 we became part of SGG Group. SGG Group is the world’s fourth largest global investor services firm (by revenue) and currently employs over 1,700 people across 22 jurisdictions.
Investment Management Platform, Regulatory Compliance Services, AIFMD Services, (S)EIS Fund Issuance, Appointed Representative Services, Managed Account Services for CTAs, Dedicated Crowdfunding Platform, Corporate Finance Advisory, Accounting, Payroll & VAT, FinTech, SaaS, Managed Compliance, AML / KYC Software, Regulatory Hosting, and Regulatory Umbrella